Joseph Lanza

RETIREMENT WEALTH ADVISORS

Cape Coral, FL 33904-8547

Some features on this profile are disabled

CRD#: 7306987

Professional summary

Joseph Lanza is a registered financial advisor currently at RETIREMENT WEALTH ADVISORS, LLC located in Cape Coral, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent - Florida

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lanza's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2020 - Present

RETIREMENT WEALTH ADVISORS, LLC

Office #1: 629 Cape Coral Parkway E, Cape Coral, FL 33904-8547

RIA

CRD#: 300419

Cape Coral, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/27/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2020

Uniform Investment Adviser Law Examination

Current Firm

RETIREMENT WEALTH ADVISORS, LLC

BROOKSTONE CAPITAL MANAGEMENT | RETIREMENT WEALTH ADVISORS, LLC

CRD#: 300419 / SEC#:

Florida

Registered Investment Advisory firm - (8/1/2019 Approved)

Texas

Registered Investment Advisory firm - (3/19/2019 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

629 Cape Coral Parkway E, Cape Coral, FL 33904-8547

Mailing Address

Phone number

(239) 288-1575

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Steven Adelson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Fort Myers, FL

Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

Fort Myers, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph Lanza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lanza's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2020

Current Firm

RETIREMENT WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

RETIREMENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors