Chandira T. Hickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chandira Tula Hickson, who also goes by Chandira Tula Chakrabarti, Chandira Tula Yates, was a registered financial professional .
Chandira is a previously registered financial professional and started their career in finance in 1981. Chandira had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - December 21, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
September 8, 2004 - November 21, 2005
TEACHERS PERSONAL INVESTORS SERVICES, INC.
January 1, 2004 - September 3, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 12, 2001 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
December 3, 1999 - December 20, 2001
WMA SECURITIES, INC.
January 3, 1995 - October 28, 1999
IDS LIFE INSURANCE COMPANY
January 3, 1995 - October 28, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
June 19, 1984 - March 9, 1988
KIDDER, PEABODY & CO. INCORPORATED
January 17, 1984 - June 11, 1984
LEHMAN BROTHERS INC.
May 18, 1981 - March 1, 1983
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
