Michael M. Ellis

ELLIS WEALTH ADVISORS

MADISON, AL 35757

Some features on this profile are disabled

CRD#: 7306908

Professional summary

Michael Mixon Ellis II is a registered financial advisor currently at ELLIS WEALTH ADVISORS, LLC located in Madison, Alabama.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Michael has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mixon Ellis II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2026 - Present

ELLIS WEALTH ADVISORS, LLC

Office #1: 1157 Nance Rd, Madison, AL 35757

RIA

CRD#: 342527

MADISON, AL

Past

December 4, 2025 - June 30, 2026

SOWELL MANAGEMENT

RIA

CRD#: 127145

MADISON, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2025

Uniform Investment Adviser Law Examination

Current Firm

ELLIS WEALTH ADVISORS, LLC

CRD#: 342527 / SEC#: 801-136593

RIA

Registered Investment Advisory firm - (6/26/2026 120-Day Approval)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1157 Nance Rd, Madison, AL 35757

Mailing Address

Phone number

(256) 325-0410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/14/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Zhenyang Zhu

PEAK6 CAPITAL MANAGEMENT LLC

CHICAGO, IL

Brian Marchini

LPL ENTERPRISE, LLC

IAR

WHITE PLAINS, NY

Frank Ward

LPL FINANCIAL LLC

IAR

MORRISTOWN, NJ

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael M. Ellis

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mixon Ellis II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLIS WEALTH ADVISORS, LLC

SOWELL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2025

Current Firm

ELLIS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ELLIS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors