Keith Wayne Parker
Professional Summary
Keith Wayne Parker is a registered financial advisor currently at CARGILE INVESTMENT MANAGEMENT located in Midland, Texas. Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Keith has worked at 13 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CARGILE INVESTMENT MANAGEMENT | WNB PRIVATE CLIENT SERVICES LIMITED PARTNERSHIP, L.L.P. | CARGILE INVESTMENTS | CARGILE INVESTMENT MANAGEMENT, LLP | CARGILE INVESTMENT MANAGEMENT, INC.
Contact Information
Main Address
415 West Wall Street Suite 2200, Midland, TX 79701Phone Number
(432) 617-1394# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
319AUM (Assets Under Management)
$394,568,839Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CARGILE INVESTMENT MANAGEMENT | WNB PRIVATE CLIENT SERVICES LIMITED PARTNERSHIP, L.L.P. | CARGILE INVESTMENTS | CARGILE INVESTMENT MANAGEMENT, LLP | CARGILE INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
(2/24/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Keith Wayne Parker's CRS (Customer Relationship Summary).
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