Jennifer A. Ball
Professional summary
Jennifer Ann Ball, who also goes by Jennifer Ann Jennifer, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2021. Jennifer has worked at 4 firms and has passed the Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Ann Ball's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010January 2, 2024 - August 7, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 29, 2021 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 29, 2021 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/10/2023
Operations Professional ExaminationSeries 7TO
Date: 3/27/2021
General Securities Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
