Cameron K. Sinclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cameron Kay Sinclair, who also goes by Cam Sinclair, Cameron K Sinclair, was a registered financial professional .
Cameron is a previously registered financial professional and started their career in finance in 1981. Cameron had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2013 - December 31, 2015
DBA FAMILY WEALTH LEADERSHIP
March 30, 2010 - January 25, 2013
PRUCO SECURITIES, LLC.
May 6, 2009 - January 25, 2013
PRUCO SECURITIES, LLC.
January 17, 1990 - August 15, 1994
AMERICAN INTERSTATE FINANCIAL CORPORATION
March 5, 1986 - November 21, 1989
INVESTMENT CAPITAL CORPORATION
May 18, 1981 - November 19, 1985
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DBA FAMILY WEALTH LEADERSHIP
CRD#: 111203 / SEC#: 801-60216
Contact information
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 55,682,000 |
Red Flags
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