SG
Scott D. Goldman
EAGLE STRATEGIES LLC
GRAND RAPIDS, MI 49534
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CRD#: 7304945
SG
Professional summary
Scott D Goldman, who also goes by Scott D Goldman, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Grand Rapids, Michigan and NYLIFE SECURITIES LLC located in Grand Rapids, Michigan.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Scott has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott D Goldman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Doordash; Not investment related; 303 2nd Street, South Tower, 8th Floor, San Francisco, California, 94107; Delivery, Dasher; start 01/01/2023; 20 hours per month, 0 hours during securities trading hours; deliver goods] [Uber eats; Not Investment related; 1455 Market St #400 San Francisco, CA 94103; Delivery, Delivery Driver; start11/2023; 20 hours per month, 0 hours during securities trading hours; deliver goods] [Instacart; Not Investment related; 50 Beale St San Francisco, CA 94107; Delivery Driver; start12/2023; 20 hours per moth, 0 hours during securities trading hours; deliver goods] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; start 01/2024; 33 Bridge St NW #600, Grand Rapids, MI 49504; commissions; 60 hours per month, 60 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF 2M Financial Group LLC FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; Grand Rapids, MI; START DATE: 06/2024]
CRS (Client Relationship Summary) - RIA
Click below to view Scott D Goldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 488 Kinney Avenue Nw, Grand Rapids, MI 49534RIA
CRD#: 110826
GRAND RAPIDS, MI
Current
February 6, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 2m Financial Group Llc 488 Kinney Avenue Nw, Grand Rapids, MI 49534BD
CRD#: 5167
GRAND RAPIDS, MI
Past
September 15, 2023 - October 3, 2023
HILL ISLAND FINANCIAL LLC
RIA
CRD#: 313469
GRAND RAPIDS, MI
Past
May 18, 2022 - August 21, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTAGE, MI
Past
May 18, 2022 - August 21, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
PORTAGE, MI
Past
April 15, 2021 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
KALAMAZOO, MI
Past
January 19, 2021 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
KALAMAZOO, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(2/6/2024)
IAR
Michigan(2/12/2024)
RR
Nebraska(9/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Grand Rapids, MI 49534TRUST BUT VERIFY
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