Thomas O. Boucher
Professional summary
Thomas Oneil Boucher JR is a registered financial advisor currently at INGALLS INVESTMENT MANAGEMENT, LLC located in New York, New York and INGALLS & SNYDER, LLC located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Thomas has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Oneil Boucher JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2026 - Present
INGALLS INVESTMENT MANAGEMENT, LLC
Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020May 26, 1992 - Present
INGALLS & SNYDER, LLC
Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020July 8, 2021 - August 10, 2026
INGALLS & SNYDER, LLC
April 30, 1991 - June 4, 1992
INTESA SANPAOLO IMI SECURITIES CORP.
May 18, 1981 - April 30, 1991
MABON, NUGENT & CO.
Primary Firm SEC Registration
INGALLS INVESTMENT MANAGEMENT, LLC
CRD#: 343369 / SEC#: 801-5016
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2003)
(12/12/1995)
(1/24/2012)
(8/3/2006)
(6/4/1992)
(5/31/2004)
(9/27/2002)
(8/17/2022)
(8/3/2016)
(9/11/1997)
(8/3/2006)
(9/27/2002)
(1/24/2012)
(8/27/2013)
(7/1/1994)
(9/20/2021)
(9/29/1997)
(8/10/2026)
(8/15/2019)
(11/10/2009)
(1/24/2012)
(9/10/1997)
(2/5/2013)
(10/2/1997)
(2/5/2013)
(8/3/2006)
(11/10/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/3/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
INGALLS INVESTMENT MANAGEMENT, LLC
CRD#: 343369 / SEC#: 801-5016
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,453 |
| AUM (Assets Under Management) | $ 7,826,602,578 |
Red Flags
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