AC
Adam R. Clark
SUMMIT GLOBAL INVESTMENTS
Layton, UT 84041
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CRD#: 7304208
AC
Professional summary
Adam R Clark is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Layton, Utah and EQUITY SERVICES, INC. located in Layton, Utah.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Adam has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SUMMIT GLOBAL INVESTMENTS LLC - FINANCIAL ADVISOR, AVP - REGISTERED INVESTMENT ADVISOR - BOUNTIFUL, UT - 08/2023 - INVESTMENT RELATED 2.) CLARK CONSULTING AND MENTORING LLC - OWNER - PASS THROUGH ENTITY - CLINTON, UT - SINCE 09/2016 - NOT INVESTMENT RELATED 3.) COACHING - COACH - CONSULTING SERVICES - CLINTON, UT - SINCE 08/2023 - NOT INVESTMENT RELATED 4.) ADAM CLARK - AGENT - NON-VARIABLE INSURANCE - CLINTON, UT - SINCE 08/2018 - INVESTMENT RELATED 5.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR, AVP - REGISTERED INVESTMENT ADVISOR - BOUNTIFUL, UT - SINCE 08/2023 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Adam R Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
Office #1: 920 Heritage Park Blvd Ste 100-a, Layton, UT 84041RIA
CRD#: 157091
Layton, UT
Current
August 22, 2025 - Present
EQUITY SERVICES, INC.
Office #1: 920 Heritage Park Boulevard Suite 100a, Layton, UT 84041RIA
BD
CRD#: 265
LAYTON, UT
Past
December 11, 2023 - September 3, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
LAYTON, UT
Past
December 7, 2021 - September 18, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
CLEARFIELD, UT
Past
March 22, 2021 - September 18, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CLEARFIELD, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/22/2025)
IAR
California(7/8/2025)
RR
California(8/22/2025)
RR
Georgia(8/22/2025)
IAR
Idaho(2/3/2025)
RR
Idaho(8/22/2025)
IAR
Louisiana(2/24/2025)
RR
Louisiana(8/22/2025)
RR
Massachusetts(8/22/2025)
RR
Michigan(8/22/2025)
RR
Minnesota(8/22/2025)
RR
Missouri(8/22/2025)
IAR
Nebraska(2/24/2025)
RR
Nebraska(8/22/2025)
RR
Nevada(8/22/2025)
RR
New Hampshire(8/22/2025)
RR
Oklahoma(8/22/2025)
RR
Oregon(8/22/2025)
IAR
Texas(2/24/2025)
RR
Texas(8/22/2025)
IAR
Utah(9/1/2023)
RR
Utah(8/22/2025)
RR
Virginia(8/22/2025)
IAR
Washington(2/3/2025)
RR
Washington(8/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/20/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT GLOBAL INVESTMENTS, LLC
CRD#: 157091Layton, UT 84041TRUST BUT VERIFY
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