Steven C. Rowswell
Professional summary
Steven Caswell Rowswell, who also goes by Steve Rowswell, Steve Rowswell, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Ocala, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Steven has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Caswell Rowswell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2024 - Present
GRADIENT ADVISORS, LLC
January 2, 2013 - November 4, 2024
GA ADVISORS, LLC
September 20, 2010 - March 13, 2012
MERIT NATIONAL FUND ADVISORS, LLC
June 25, 1993 - February 24, 1994
ALLAPREE SECURITIES, INC.
October 9, 1989 - June 10, 1993
SECURITIES AMERICA, INC.
January 15, 1988 - September 27, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
May 14, 1985 - January 9, 1988
A. G. EDWARDS & SONS, INC.
May 18, 1981 - May 21, 1985
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/27/2024)
Exams
Current Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
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