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Tony Jay Bettis

CRD# 7303743·Registered 2021 - 2022
Previously Registered: Being a previously registered professional could mean that Tony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tony Jay Bettis, who also goes by Tony Bettis, was a registered financial advisor. Tony was a previously registered financial professional and started their career in finance 2021 - 2022. Tony had worked at 1 firm and has passed the Series 63, Series 22TO, SIE and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Bettis

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

ALL PRO INVESTMENTS, LLC·CRD# 310158
BD
Colorado Springs, CO
January 21, 2021 - February 7, 2022

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Current Firm

AP
ALL PRO INVESTMENTS, LLC

ALL PRO INVESTMENTS, LLC

CRD#: 310158 / SEC#: 8-70604
BD
Terminated by SEC on 03/29/2022

Contact Information

Established

Colorado since 09/07/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ALL PRO CAPITAL, LLCMEMBER—
BETTIS, TONY JAYPRESIDENT7303743
KINZER, CAROL ANNFINOP, OPERATIONS PRINCIPAL4519471
VASAS, STEVEN MVICE PRESIDENT7303433
WEBB, BLAINE EDWARDCHIEF COMPLIANCE OFFICER, AMLCO3005161

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2021About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Jan 2021About the Series 22TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2020About the SIE exam

Series 39 — Direct Participation Programs Principal Examination

Passed Feb 2021About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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