Brett D. Anderson

ALPHASTAR CAPITAL MANAGEMENT

Davenport, IA 52807

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CRD#: 7303671

Professional summary

Brett Douglas Anderson, who also goes by Brett Anderson, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Davenport, Iowa and OAKWOOD CAPITAL SECURITIES, INC. located in Davenport, Iowa.

Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Brett has worked at 5 firms and has passed the Series 66, Series 6TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alphastar Capital Management Quad Cities - 2210 E. 52nd St, Davenport, IA 52807; Investment related; Insurance sales & svcs; Non-producing licensed sales assistant; Start date 10/2025; 48 hrs/mnth during trading. 2) Oakwood Capital Securities - 600 Highway 169 S, Suite 1410, Minneapolis, MN 55426; Investment related; Brokerage; Registered Representative; Start date 10/2025; 48 hrs/mnth during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Douglas Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 2210 E. 52nd Street, Davenport, IA 52807

RIA

CRD#: 157423

Davenport, IA

Current

October 17, 2025 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 2210 E 52nd St, Davenport, IA 52807

CRD#: 21000

Davenport, IA

Past

May 30, 2025 - October 20, 2025

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Davenport, IA

Past

May 30, 2025 - October 20, 2025

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

Davenport, IA

Past

July 21, 2021 - May 16, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

STERLING, IL

Past

July 21, 2021 - May 16, 2025

LPL FINANCIAL LLC

CRD#: 6413

STERLING, IL

Past

July 5, 2021 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

STERLING, IL

Past

May 27, 2021 - July 21, 2021

WADDELL & REED

CRD#: 866

STERLING, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(10/17/2025)

IAR

Iowa
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/5/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/30/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 5/27/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/25/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett D. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Douglas Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWOOD CAPITAL SECURITIES, INC.

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/5/2021

Series 6TO

Date: 5/30/2025

Series 7TO

Date: 5/27/2021

SIE

Date: 1/25/2021

FINRA

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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