Grace Wigington
ICONIQ CAPITAL | Associate Wealth Advisor
San Francisco, CA 94105
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CRD#: 7303229
Professional summary
Grace Wigington, who also goes by Grace Margaret Wigington, is a registered financial advisor currently at ICONIQ CAPITAL, LLC located in San Francisco, California.
Grace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Grace has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Grace works with a wealth advisory team that creates wealth management plans to help clients achieve their long-term financial goals. She supports advisors by providing personalized service to clients.
Prior to her current role, Grace was a client service associate for Mariner Wealth Advisors. Prior to that, she worked for a broker-dealer firm in Los Angeles, Calif.
Grace holds a bachelor’s degree in global economics from the University of California, Santa Cruz.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grace Margaret Wigington
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Grace Wigington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2025 - Present
ICONIQ CAPITAL, LLC
Office #1: 50 Beale St. Ste 2300, San Francisco, CA 94105RIA
CRD#: 159198
San Francisco, CA
Past
June 7, 2021 - May 2, 2025
MARINER WEALTH
RIA
CRD#: 140195
EL SEGUNDO, CA
Past
January 26, 2021 - February 23, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
LOS ANGELES, CA
Past
December 14, 2020 - February 23, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IC
ICONIQ CAPITAL, LLC
ICONIQ CAPITAL | ICQ OPPORTUNITIES GP, L.P. (RELYING ADVISER) | ICQ MANAGEMENT, LLC (RELYING ADVISER) | ICQ ETHOS GP, L.P. (RELYING ADVISER) | ICQ CS GP, L.P. (RELYING ADVISER) | ICQ CPE I GP, LLC (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS III GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS II GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS | ICONIQ STRATEGIC MANAGEMENT | ICONIQ CAPITAL, LLC | ICONIQ CAPITAL GROUP
CRD#: 159198 / SEC#: 801-72878
RIA
Registered Investment Advisory firm - (12/1/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
IC
ICONIQ CAPITAL, LLC
ICONIQ CAPITAL | ICQ OPPORTUNITIES GP, L.P. (RELYING ADVISER) | ICQ MANAGEMENT, LLC (RELYING ADVISER) | ICQ ETHOS GP, L.P. (RELYING ADVISER) | ICQ CS GP, L.P. (RELYING ADVISER) | ICQ CPE I GP, LLC (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS III GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS II GP, L.P. (RELYING ADVISER) | ICONIQ STRATEGIC PARTNERS | ICONIQ STRATEGIC MANAGEMENT | ICONIQ CAPITAL, LLC | ICONIQ CAPITAL GROUP
CRD#: 159198 / SEC#: 801-72878
RIA
Registered Investment Advisory firm - (12/1/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Beale St. Ste 2300, San Francisco, CA 94105
Mailing Address
P.o. Box 2929, San Francisco, CA 94126-2929
Phone number
(415) 967-7763
Established
Firm type
Fiscal year end
# of Employees
463
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,537 |
| AUM (Assets Under Management) | $ 95,050,705,302 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/25/2024 | ||
| 02/23/2023 |
Red Flags
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Company Information
ICONIQ CAPITAL, LLC
Associate Wealth AdvisorCRD#: 159198San Francisco, CA 94105TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
