KH
Kyle W. Holben
ALERA INVESTMENT ADVISORS
Deerfield, IL 60015-2567
Some features on this profile are disabled
CRD#: 7302725
KH
Professional summary
Kyle W Holben is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Deerfield, Illinois and OSAIC WEALTH, INC. located in Deerfield, Illinois.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Kyle has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;senior specialist,advisor support;6/2022;160 hrs/month;6.5 hrs during trading;advisor support team member for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 2)UI Auto Club Inc;not investment related;2602 N Mattis Ave,Champaign,IL 61822;corporation-automotive detailing and cleaning service;co-owner;7/2018;20 hrs/month;0 hrs during trading;check in with management team,approve purchases and general business development 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;registered investment advisor;senior associate,advisor support services;10/4/2022;160 hrs/month;6.5 hrs during trading;IAR of Alera Investment Advisors
CRS (Client Relationship Summary) - RIA
Click below to view Kyle W Holben's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2022 - Present
ALERA INVESTMENT ADVISORS, LLC
Office #1: Three Parkway North Suite 500, Deerfield, IL 60015-2567RIA
CRD#: 287906
Deerfield, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: Three Parkway North Suite 500, Deerfield, IL 60015RIA
BD
CRD#: 23131
Deerfield, IL
Past
June 7, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Deerfield, IL
Past
May 22, 2021 - May 3, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Illinois(11/18/2022)
RR
Illinois(8/23/2024)
RR
Oregon(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 5/21/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALERA INVESTMENT ADVISORS, LLC
ALERA GROUP RETIREMENT PLAN SERVICES | WILSON ALBERS | WATERFORD GROUP | WALSH & NICHOLSON | TRINITY ADVISORS GROUP | THE ASCENT GROUP | SUMMIT GROUP OF VIRGINIA | SUMMIT GROUP 401K CONSULTING | STRATEGIC RETIREMENT PLAN CONSULTANTS | JA COUNTER | DOROSHOW INSURANCE | CSNW BENEFITS | BRIO BENEFITS | BCG 401K ADVISORS | ARISTA CONSULTING | AMCORP | ALERA INVESTMENT ADVISORS, LLC | ALERA GROUP WEALTH SERVICES
CRD#: 287906 / SEC#: 801-111892
RIA
Registered Investment Advisory firm - (10/26/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Three Parkway North Suite 500, Deerfield, IL 60015-2567
Mailing Address
Phone number
(847) 457-3000
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,097 |
| AUM (Assets Under Management) | $ 3,572,112,624 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
