Bernard J. Picchi

PALISADE CAPITAL MANAGEMENT, LP

Fort Lee, NJ 07024-7102

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CRD#: 730229

Professional summary

Bernard Joseph Picchi, who also goes by Bernie Picchi, is a registered financial advisor currently at PALISADE CAPITAL MANAGEMENT, LP located in Fort Lee, New Jersey.

Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Bernard has worked at 8 firms and has passed the Series 63, Series 87, Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bernie Picchi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mercer International, Manufacturer, Vancouver, BC, Canada, non-investment related; Director since 03/2013, 5-10 hours per week during non-business hours. Lead the Compensation and Human Resources Committee of the Board.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Joseph Picchi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2012 - Present

PALISADE CAPITAL MANAGEMENT, LP

Office #1: 1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

RIA

CRD#: 104581

Fort Lee, NJ

Past

July 24, 2006 - August 1, 2008

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

November 15, 2004 - August 2, 2006

FORESIGHT RESEARCH SOLUTIONS LLC

CRD#: 131411

NEW YORK, NY

Past

June 8, 2004 - November 11, 2004

PALI CAPITAL, INC.

CRD#: 117783

NEW YORK, NY

Past

December 13, 1999 - June 11, 2002

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

October 5, 1994 - October 12, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 3, 1992 - August 10, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

May 18, 1981 - April 16, 1992

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/19/2012)

IAR

Florida
(5/31/2012)

IAR

Maryland
(2/7/2014)

IAR

Massachusetts
(3/21/2012)

IAR

Michigan
(3/22/2012)

IAR

New Jersey
(3/19/2012)

IAR

North Carolina
(3/19/2012)

IAR

Pennsylvania
(3/19/2012)

IAR

Virgin Islands
(12/16/2019)

IAR

Washington
(2/7/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/10/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 11/8/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 16

Date: 6/15/1985

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 5/16/1981

General Securities Representative Examination

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA

Registered Investment Advisory firm - (2/7/1995 Approved)

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Contact information

Main Address

1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102

Mailing Address

Phone number

(201) 585-7733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALISADE CAPITAL MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,412
AUM (Assets Under Management)	$ 4,225,941,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bernard J. Picchi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Joseph Picchi's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL STREET ACCESS

FORESIGHT RESEARCH SOLUTIONS LLC

PALI CAPITAL, INC.

FEDERATED SECURITIES CORP.

LEHMAN BROTHERS INC.

KIDDER, PEABODY & CO. INCORPORATED

SALOMON BROTHERS INC.

Primary Firm SEC Registration

PALISADE CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/2004

Series 87

Date: 11/8/2004

Series 16

Date: 6/15/1985

Series 7

Date: 5/16/1981

Current Firm

PALISADE CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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