Adam Khalek

HUMAN INTEREST ADVISORS LLC

San Francisco, CA 94111

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CRD#: 7301785

Professional summary

Adam Khalek is a registered financial advisor currently at HUMAN INTEREST ADVISORS LLC located in San Francisco, California.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Khalek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2025 - Present

HUMAN INTEREST ADVISORS LLC

Office #1: 655 Montgomery St. Suite 1800, San Francisco, CA 94111

RIA

CRD#: 269875

San Francisco, CA

Past

January 24, 2024 - May 27, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WALTHAM, MA

Past

October 31, 2022 - May 27, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUMAN INTEREST ADVISORS LLC

CAPTAIN ADVISORS LLC | HUMAN INTEREST ADVISORS LLC | CAPTAIN401 INC.

CRD#: 269875 / SEC#: 801-100429

RIA

Registered Investment Advisory firm - (6/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/11/2025)

IAR

Massachusetts
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/27/2022

Securities Industry Essentials Examination

Current Firm

HUMAN INTEREST ADVISORS LLC

CAPTAIN ADVISORS LLC | HUMAN INTEREST ADVISORS LLC | CAPTAIN401 INC.

CRD#: 269875 / SEC#: 801-100429

RIA

Registered Investment Advisory firm - (6/25/2015 Approved)

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Contact information

Main Address

655 Montgomery St. Suite 1800, San Francisco, CA 94111

Mailing Address

Phone number

(855) 622-7824

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.9.11 HUMAN INTEREST ADVISORS LLC FORM ADV PART 2A (9/11/2025)

Regulatory assets under management

Total Number of Accounts	730,829
AUM (Assets Under Management)	$ 6,906,593,129

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam Khalek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Khalek's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUMAN INTEREST ADVISORS LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

HUMAN INTEREST ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2024

Series 7TO

Date: 10/29/2022

SIE

Date: 4/27/2022

Current Firm

HUMAN INTEREST ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUMAN INTEREST ADVISORS LLC

TRUST BUT VERIFY

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