Seth D. Jensen
THE INSTITUTE | Planning Consultant
Colorado Springs, CO
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CRD#: 7301259
Professional summary
Seth Daniel Jensen, who also goes by Seth Jensen, is a registered financial advisor currently at THE INSTITUTE located in Colorado Springs, Colorado.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Seth has worked at 4 firms and has passed the Series 66, SIE and Series 7TO exams.
Biography
For years, my passion has been helping our local community's families work towards their goals. As a Planning Consultant, I'll get to know you and your financial goals and circumstances. Then, we will work together to implement a strategy that fits your family's needs. Outside of work, I enjoy spending time with my wife and my three daughters.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Seth Jensen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Financial Independence Group; Independent Agent; Not Investment related; 3450 Bareback Dr Colorado Springs CO 80922; Independent marketing organization; Implement life insurance and annuity solutions for clients; Start date with business: 2025-04-24; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 12.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Daniel Jensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Colorado at Colorado Springs
Bachelor of Science (BS) - Finance
2020
Experience
Current
April 8, 2025 - Present
THE INSTITUTE
RIA
CRD#: 127207
Colorado Springs, CO
Past
March 31, 2025 - April 10, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
January 7, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
December 3, 2020 - April 10, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THE INSTITUTE
CARLSON FINANCIAL SERVICES, LLC | YURICA WEALTH MANAGMENT | WEALTH EVOLUTION GROUP | VALUEWEALTH SERVICES, LLC | THE INSTITUTE | RETIREMENT RISK ADVISORS | PLATINUM WEALTH MANAGEMENT, LLC | MADISON PARK ADVISORS | MADISON PARK ADVISOR | INSTITUTE FOR WEALTH MANAGEMENT LLC | INSTITUTE FOR WEALTH | HOBSON FINANCIAL | HF ADVISORY GROUP | EWEALTH CONSULTING | COLORADO INSTITUTE FOR WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT
CRD#: 127207 / SEC#: 801-67624
RIA
Registered Investment Advisory firm - (3/7/2007 Approved)Colorado
Registered Investment Advisory firm - (4/3/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(4/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/30/2020
General Securities Representative ExaminationCurrent Firm
TI
THE INSTITUTE
CARLSON FINANCIAL SERVICES, LLC | YURICA WEALTH MANAGMENT | WEALTH EVOLUTION GROUP | VALUEWEALTH SERVICES, LLC | THE INSTITUTE | RETIREMENT RISK ADVISORS | PLATINUM WEALTH MANAGEMENT, LLC | MADISON PARK ADVISORS | MADISON PARK ADVISOR | INSTITUTE FOR WEALTH MANAGEMENT LLC | INSTITUTE FOR WEALTH | HOBSON FINANCIAL | HF ADVISORY GROUP | EWEALTH CONSULTING | COLORADO INSTITUTE FOR WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT
CRD#: 127207 / SEC#: 801-67624
RIA
Registered Investment Advisory firm - (3/7/2007 Approved)Colorado
Registered Investment Advisory firm - (4/3/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9878 W. Belleview Ave. #2306, Denver, CO 80123
Mailing Address
Phone number
(303) 572-3500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,848 |
| AUM (Assets Under Management) | $ 1,154,643,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
