James Harrison Powell II
Professional Summary
James Harrison Powell II, who also goes by James Harrison Powell, is a registered financial advisor currently at ASHTON STEWART & CO., INC. located in Miami, Florida. James is registered as a RR (Registered Representative) and started their career in finance in 2020. James has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Harrison Powell II, James Harrison Powell
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Contact Information
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Disclosures on record.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ASHTON STEWART & CO., INC. | VANTAGE SECURITIES, INC. | MAS TRADE.NET INC. | MAS CAPITAL SECURITIES, INC.
Contact Information
Main Address
1395 Brickell Ave Suite 800, Miami, FL 33131Mailing Address
1395 Brickell Ave Suite 800, Miami, FL 33131Phone Number
(646) 868-5410Established
Indiana since 09/27/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASHTON STEWART INTERNATIONAL HOLDINGS, LLC | SHAREHOLDER | — |
| BURMAN, ANATOLY | CEO/CCO | 1652002 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/18/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2020About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Harrison Powell II's CRS (Customer Relationship Summary).
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