Jon P. Theriault

SUMMITRY

FOSTER CITY, CA 94404

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CRD#: 7300449

Professional summary

Jon Paul Theriault, who also goes by Jon Theriault, is a registered financial advisor currently at SUMMITRY, LLC located in Foster City, California.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jon has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Jon Theriault

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Paul Theriault's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2026 - Present

SUMMITRY, LLC

Office #1: 919 Hillsdale Blvd. Suite 150, Foster City, CA 94404

RIA

CRD#: 128586

FOSTER CITY, CA

Past

September 18, 2024 - March 19, 2026

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

San Ramon, CA

Past

September 17, 2024 - March 19, 2026

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

February 9, 2024 - September 25, 2024

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

SAN FRANCISCO, CA

Past

March 21, 2022 - September 25, 2024

RBC CAPITAL MARKETS, LLC

CRD#: 31194

SAN FRANCISCO, CA

Past

September 24, 2021 - March 11, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CAMPBELL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMITRY, LLC

GOLUB GROUP INC | THE GOLUB GROUP | SUMMITRY, LLC | GOLUB GROUP, LLC

CRD#: 128586 / SEC#: 801-62398

RIA

Registered Investment Advisory firm - (9/26/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/24/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/10/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/18/2020

Securities Industry Essentials Examination

Current Firm

SUMMITRY, LLC

GOLUB GROUP INC | THE GOLUB GROUP | SUMMITRY, LLC | GOLUB GROUP, LLC

CRD#: 128586 / SEC#: 801-62398

RIA

Registered Investment Advisory firm - (9/26/2003 Approved)

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Contact information

Main Address

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404

Mailing Address

Phone number

(650) 212-2240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,384
AUM (Assets Under Management)	$ 3,008,628,872

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon P. Theriault

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Paul Theriault's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SUMMITRY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2024

Series 63

Date: 9/24/2021

Series 7TO

Date: 2/10/2021

SIE

Date: 7/18/2020

Current Firm

SUMMITRY, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMITRY, LLC

TRUST BUT VERIFY

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