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NK

Natalie K. Kepler

Some features on this profile are disabled
CRD#: 7300432
NK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Natalie Katherine Kepler, who also goes by Natalie Katherine Stevens, Natalie Stevens, was a registered financial professional .

Natalie is a previously registered financial professional and started their career in finance in 2021. Natalie had worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Natalie Katherine Stevens | Natalie Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE AND CASUALTY POSITION: UFT - trainer NATURE: To solicit insurance to clients and to also mentor and train new agents in the field. This role is primarily a developmental role. I will also be working in with financial products for my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/16/2024 ADDRESS: 6135 NE 80th Ave, Unit 5A, Portland OR 97218, United States DESCRIPTION: To solicit insurance to clients and to also mentor and train new agents in the field. This role is primarily a developmental role. I will also be working in with financial products for my clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 2, 2024 - January 22, 2025

BANKERS LIFE ADVISORY SERVICES, INC.

RIA
CRD#: 281285
Portland, OR
Past

December 2, 2024 - January 22, 2025

BANKERS LIFE SECURITIES, INC.

BD
CRD#: 173962
PORTLAND, OR
Past

October 17, 2024 - October 29, 2024

FISHER INVESTMENTS

RIA
CRD#: 107342
Camas, WA
Past

October 20, 2023 - October 16, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
North East, MD
Past

October 20, 2023 - October 16, 2024

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

August 26, 2022 - October 18, 2023

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
NEW CASTLE, DE
Past

August 26, 2022 - October 18, 2023

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
NEW CASTLE, DE
Past

May 14, 2021 - September 8, 2022

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
NEWARK, DE
Past

January 5, 2021 - September 8, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/5/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/12/2020
Securities Industry Essentials Examination

Current Firm

BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA
Registered Investment Advisory firm - (11/18/2015 Approved)
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Contact information

Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)
BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts14,938
AUM (Assets Under Management)$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285

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