Joseph A. Ganoe
Professional summary
Joseph Arico Ganoe, who also goes by Joe Arico Ganoe, is a registered financial advisor currently at COMPOSITION WEALTH, LLC located in Los Angeles, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 4 firms and has passed the Series 66, Series 6TO, Series 82TO, Series 99TO, Series 22TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Arico Ganoe's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2026 - Present
COMPOSITION WEALTH, LLC
Office #1: 11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064January 10, 2023 - October 9, 2025
RBC CAPITAL MARKETS, LLC
January 10, 2023 - October 9, 2025
RBC CAPITAL MARKETS, LLC
February 9, 2021 - December 16, 2022
LPL FINANCIAL LLC
February 8, 2021 - December 16, 2022
LPL FINANCIAL LLC
December 11, 2020 - February 11, 2021
PRUCO SECURITIES, LLC.
November 11, 2020 - February 11, 2021
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
COMPOSITION WEALTH, LLC
CRD#: 143483 / SEC#: 801-74711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2026)
Exams
Series 6TO
Date: 1/10/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 1/10/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/10/2023
Operations Professional ExaminationSeries 22TO
Date: 1/10/2023
Direct Participation Programs Representative ExaminationSeries 7TO
Date: 11/10/2020
General Securities Representative ExaminationCurrent Firm
COMPOSITION WEALTH, LLC
CRD#: 143483 / SEC#: 801-74711
Contact information
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,671 |
| AUM (Assets Under Management) | $ 6,714,187,844 |
Red Flags
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