CR
Connor Rosin
KERBERROSE WEALTH MANAGEMENT
Shawano, WI 54166
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CRD#: 7297951
CR
Professional summary
Connor Rosin is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Shawano, Wisconsin and APW CAPITAL, INC. located in Shawano, Wisconsin.
Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Connor has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KerberRose, Yes, 115 E. Fifth Street Shawano WI 54166, RIA, Associate Wealth Advisor, 1/9/2023, 160 hours/month, 8, wealth advising, financial planning. 2. Crump, Yes, 4135 North Front Street Harrisburg PA 17110, Insurance Agency, Insurance Broker, 01/2023, 16 hours/month, 1, buy insurance on behalf of Clients. 3. APW Inc., Rockaway, NJ, Broker Dealer, Registered Representative, since 03/2023, Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Connor Rosin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2023 - Present
KERBERROSE WEALTH MANAGEMENT, LLC
Office #1: 115 E. 5th Street, Shawano, WI 54166RIA
CRD#: 168787
Shawano, WI
Current
March 1, 2023 - Present
APW CAPITAL, INC.
Office #1: 115 E. Fifth Street, Shawano, WI 54166BD
CRD#: 43814
Shawano, WI
Past
April 5, 2022 - January 18, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Bonduel, WI
Past
February 24, 2021 - January 18, 2023
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Bonduel, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KERBERROSE WEALTH MANAGEMENT, LLC
KERBERROSE WEALTH MANAGEMENT, LLC
CRD#: 168787 / SEC#: 801-119492
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Florida
Registered Investment Advisory firm - (10/26/2020 Terminated)Michigan
Registered Investment Advisory firm - (10/27/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/26/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Wisconsin(2/24/2023)
RR
Wisconsin(3/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/24/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KERBERROSE WEALTH MANAGEMENT, LLC
KERBERROSE WEALTH MANAGEMENT, LLC
CRD#: 168787 / SEC#: 801-119492
RIA
Registered Investment Advisory firm - (10/26/2020 Approved)Florida
Registered Investment Advisory firm - (10/26/2020 Terminated)Michigan
Registered Investment Advisory firm - (10/27/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/26/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 E. 5th Street, Shawano, WI 54166
Mailing Address
Phone number
(715) 526-9400
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,911 |
| AUM (Assets Under Management) | $ 909,761,204 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
