Patrick Steven Prentice Jr
Professional Summary
Patrick Steven Prentice jr, who also goes by Patrick Steven Prentice, is a registered financial advisor currently at HAZARD & SIEGEL, INC. located in Dewitt, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2020. Patrick has worked at 2 firms and has passed the Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Steven Prentice
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
HAZARD & SIEGEL, INC.
Contact Information
Main Address
5793 Widewaters Parkway, Dewitt, NY 13214Mailing Address
Po Box 157, Syracuse, NY 13214Phone Number
(315) 414-0722Established
New York since 06/15/1971Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2020About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Steven Prentice jr's CRS (Customer Relationship Summary).
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