Patrick S. Prentice
Professional summary
Patrick Steven Prentice jr, who also goes by Patrick Steven Prentice, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2020. Patrick has worked at 2 firms and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Steven Prentice jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2024 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214January 5, 2024 - January 16, 2024
TRANSAMERICA CAPITAL, LLC
October 19, 2020 - December 31, 2023
TRANSAMERICA CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 10/19/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Company Information
HAZARD & SIEGEL, INC.
CRD#: 2048Dewitt, NY 13214TRUST BUT VERIFY
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