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BD

Brody Davidson

THE M & A GROUP LLC
Sarasota, FL 34238
Some features on this profile are disabled
CRD#: 7297354
BD

Professional summary

Brody Davidson is a registered financial professional currently at THE M & A GROUP LLC located in Sarasota, Florida.

Brody is registered as a RR (Registered Representative) and started their career in finance in 2023. Brody has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brody Davidson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2023 - Present

THE M & A GROUP LLC

Office #1: 8133 Shadow Pine Way, Sarasota, FL 34238
BD
CRD#: 144909
Sarasota, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(11/21/2023)
RR
Arizona
(11/21/2023)
RR
California
(11/21/2023)
RR
Colorado
(11/21/2023)
RR
Hawaii
(11/21/2023)
RR
Idaho
(11/21/2023)
RR
Montana
(11/21/2023)
RR
Nevada
(11/21/2023)
RR
New Mexico
(11/21/2023)
RR
North Dakota
(11/13/2023)
RR
Oregon
(11/21/2023)
RR
Washington
(11/21/2023)
RR
Wyoming
(11/21/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/25/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TM
THE M & A GROUP LLC
LAKEPOINTE CAPITAL ADVISORS LLC | THE M & A GROUP LLC | THE M & A GROUP - SORENSEN FREELAND PARTNERS, LLC

CRD#: 144909 / SEC#: , 8-67684

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
8133 Shadow Pine Way, Sarasota, FL 34238
Mailing Address
8133 Shadow Pine Way, Sarasota, FL 34238
Phone number
(941) 960-2374
Established
Minnesota since 10/18/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SORENSEN, IVAR W.EXECUTIVE REP/CEO/CCO/AMLCO/FINOP5679179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE M & A GROUP LLC

CRD#: 144909Sarasota, FL 34238

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