CJ
Charlotte M. Jones
NORTHSTAR FINANCIAL MANAGEMENT
San Diego, CA 92122
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CRD#: 7295993
CJ
Professional summary
Charlotte Marie Jones is a registered financial advisor currently at NORTHSTAR FINANCIAL MANAGEMENT, INC. located in San Diego, California and COMPOUND PLANNING, INC. located in San Diego, California.
Charlotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Charlotte has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Development Group of Moscow - The business is related to purchasing and holding real estate, but not as an investment property. The goal is not to generate returns but to invest in the community. We do not plan to invest in any securities or purchase any other type of investments (aside from cash equivalents for funds in a bank account). - 110 S Main Street, Moscow, ID 83843 - Start date 12/6/24 - No more than 5 hours/month - Member of the LLC and am also acting as a Manager. Responsibility for opening the bank account for the LLC, paying expenses, hiring professionals like a CPA, and bringing decisions to the members.
CRS (Client Relationship Summary) - RIA
Click below to view Charlotte Marie Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2020 - Present
NORTHSTAR FINANCIAL MANAGEMENT, INC.
Office #1: 4660 La Jolla Dr Suite 100, San Diego, CA 92122RIA
CRD#: 287594
San Diego, CA
Current
June 10, 2025 - Present
COMPOUND PLANNING, INC.
Office #1: 4660 La Jolla Village Dr. Suite 100, San Diego, CA 92122RIA
CRD#: 171787
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/30/2020)
IAR
Idaho(9/30/2020)
IAR
Oregon(6/10/2025)
IAR
Washington(6/10/2025)
Current Firm
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 3,025,356,111 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
