Alex Gonzalez
STRATEGIC ADVISERS LLC | Investment Consultant
NEW HAVEN, CT
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CRD#: 7294129
Professional summary
Alex Gonzalez, who also goes by Alex Dennys Gonzalez, Alex Gonzalez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New Haven, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in New Haven, Connecticut.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Alex has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
My goal is to work together with families to build a financial plan that effectively addresses their needs and allows them to work toward their highest goals. I am committed to serve as a long term resource for clients and ensure that they are prepared for the future.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Dennys Gonzalez | Alex Gonzalez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-99446|OrgNmn:True North Landscaping LLC|Org Addr:New Haven,Connecticu,US|OBA Nature:Landscaping Company|Invst Rel:N|Title:Owner and Operator |Duties:Owner and manager of landscaping services, project completions, sales, |StrtDt:12-30-24|TotHrs/mon:35|TrdHrs/mon:0|OBA-98106|OrgNmn:Royal Party Rentals LLC|Org Addr:New Haven,Connecticu,US|OBA Nature:Provides party rental services|Invst Rel:N|Title:Partner|Duties:Provide party rental equipment for all types of private and public gatherings/events |StrtDt:12-30-24|TotHrs/mon:32|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Alex Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Connecticut
Bachelor of Science (BS) - Finance, Digital Marketing and Analytics
2020
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 265 Church St One Century Tower, New Haven, CT 06510-7013RIA
CRD#: 104555
NEW HAVEN, CT
Current
January 6, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 265 Church St One Century Tower, New Haven, CT 06510-7013BD
CRD#: 7784
NEW HAVEN, CT
Past
January 19, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW HAVEN, CT
Past
April 6, 2021 - January 11, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
STAMFORD, CT
Past
January 11, 2021 - January 11, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/6/2022)
IAR
Connecticut(3/31/2025)
RR
Florida(4/5/2022)
RR
Illinois(7/19/2024)
RR
Indiana(3/3/2023)
RR
Maryland(4/25/2023)
RR
Massachusetts(4/10/2024)
RR
New Jersey(5/3/2024)
RR
New York(7/19/2024)
RR
North Carolina(8/16/2022)
RR
Pennsylvania(4/15/2025)
RR
Rhode Island(1/5/2025)
RR
South Carolina(10/5/2022)
RR
South Dakota(4/5/2022)
RR
Texas(12/4/2024)
IAR
Texas(3/31/2025)
RR
Vermont(1/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
