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Brian J. Mcdonaugh
JOURNEY FINANCIAL GROUP
Buffalo Grove, IL 60089
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CRD#: 7293523
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Professional summary
Brian J Mcdonaugh is a registered financial advisor currently at JOURNEY FINANCIAL GROUP, INC. located in Buffalo Grove, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brian has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Journey Financial Group Inc; Yes; 1110 W Lake Cook Rd, Suite 265B, Buffalo Grove, IL 60089; RIA; Licensed Assistant; 08/2020; 160; 130; Setting up client meetings, updating files; 2. JOURNEY FINANCIAL GROUP POSITION: Notary public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/21/2022 ADDRESS: 1110 W Lake Cook Road, Suite 265B, Buffalo Grove IL 60089, United States DESCRIPTION: Provide notary public services to existing clients at the firm at no charge.
CRS (Client Relationship Summary) - RIA
Click below to view Brian J Mcdonaugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2024 - Present
JOURNEY FINANCIAL GROUP, INC.
Office #1: 1110 W. Lake Cook Road Suite 265b, Buffalo Grove, IL 60089RIA
CRD#: 123565
Buffalo Grove, IL
Past
June 7, 2023 - December 31, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
BUFFALO GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JOURNEY FINANCIAL GROUP, INC.
JOURNEY FINANCIAL GROUP, INC.
CRD#: 123565 / SEC#: 801-79263
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
JF
JOURNEY FINANCIAL GROUP, INC.
JOURNEY FINANCIAL GROUP, INC.
CRD#: 123565 / SEC#: 801-79263
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1110 W. Lake Cook Road Suite 265b, Buffalo Grove, IL 60089
Mailing Address
Phone number
(847) 229-9191
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 823 |
| AUM (Assets Under Management) | $ 276,837,194 |
Red Flags
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