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Michael Scott May

CAPITAL CLIENT GROUP
Los Angeles, CA
·CRD# 7293136·3 years experience

Professional Summary

Michael Scott May, who also goes by Michael May, is a registered financial advisor currently at CAPITAL CLIENT GROUP, INC. located in Los Angeles, California. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 63, Series 65 and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael May

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

CAPITAL CLIENT GROUP, INC.·CRD# 6247
RIA
BD
1. 400 S. Hope Street 20th Floor, Los Angeles, CA 900712. Huntington Beach , CA
September 28, 2026 - Present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Murrieta, CA
June 22, 2023 - September 17, 2026

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Current Firm

CAPITAL CLIENT GROUP, INC.
CAPITAL CLIENT GROUP, INC.

AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

333 S. Hope St. 55th Fl. 55th Floor, Los Angeles, CA 90071-1406

Mailing Address

333 S. Hope St. 55th Fl., Los Angeles, CA 90071

Phone Number

(213) 486-9200

Established

California since 05/09/1972

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Large

# of Employees

925

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

AFD FORM ADV PART 2A (9/25/2026)

Direct owners and executive officers

NamePositionCRD#
CAPITAL RESEARCH AND MANAGEMENT COMPANYSTOCKHOLDER—
AGUILAR, ALBERT JRCHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR5106724
BURTON, RENE MARGARETTREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR1956766
MCHALE, TIMOTHY WILLIAMSECRETARY4244021
O'CONNOR, MATTHEW PHILIPCHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR2427203
PIKEN, KEITH ALANSENIOR VICE PRESIDENT, DIRECTOR2576730
TRIESSL, MICHAEL JAMESDIRECTOR3060797

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) TC Financial, LLC. Not investment related. Murrieta, CA. Started: 01/2023. DBA/Support Company. Advisor. 0 hrs per month, 0 during trading hrs.
(2) TC Financial Planning and Wealth Management Not investment related. 25220 Hancock Ave Ste 240, Murrieta, CA. Started: 01/2024 Support Company.- Non-Owner Associate/Employee 0-1 hrs per month, 0-1 during trading hrs. Duties: Administrative responsibilities IAR

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPITAL CLIENT GROUP, INC.
CAPITAL CLIENT GROUP, INC.

AMERICAN FUNDS DISTRIBUTORS, INC. | CAPITAL CLIENT GROUP, INC.

CRD#: 6247 / SEC#: 801-77946, 8-17168
RIA
Registered Investment Advisory firm - SEC (4/25/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(9/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2026About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2023About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed May 2026About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott May's CRS (Customer Relationship Summary).

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