WR

Weston F. Ruhland

KIPLING CAPITAL
Mill Valley, CA 94941
Some features on this profile are disabled
CRD#: 7292761
WR

Professional summary


Weston Fritz Ruhland, who also goes by Weston Ruhland, is a registered financial professional currently at KIPLING CAPITAL, INC. located in Mill Valley, California.

Weston is registered as a RR (Registered Representative) and started their career in finance in 2025. Weston has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Weston Ruhland

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Weston Fritz Ruhland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2025 - Present

KIPLING CAPITAL, INC.

Office #1: 100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
BD
CRD#: 41196
Mill Valley, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/26/2025)
RR
Arizona
(9/26/2025)
RR
California
(2/1/2025)
RR
Colorado
(9/26/2025)
RR
Connecticut
(9/26/2025)
RR
Delaware
(9/26/2025)
RR
District of Columbia
(9/26/2025)
RR
Florida
(9/26/2025)
RR
Georgia
(9/26/2025)
RR
Hawaii
(9/26/2025)
RR
Idaho
(9/26/2025)
RR
Illinois
(9/26/2025)
RR
Indiana
(9/26/2025)
RR
Kentucky
(9/26/2025)
RR
Louisiana
(9/26/2025)
RR
Maryland
(9/26/2025)
RR
Massachusetts
(9/26/2025)
RR
Michigan
(9/26/2025)
RR
Minnesota
(9/26/2025)
RR
Missouri
(9/26/2025)
RR
Montana
(9/26/2025)
RR
Nebraska
(9/26/2025)
RR
Nevada
(9/26/2025)
RR
New Hampshire
(9/26/2025)
RR
New Jersey
(9/26/2025)
RR
New Mexico
(9/26/2025)
RR
New York
(9/26/2025)
RR
North Carolina
(9/26/2025)
RR
Ohio
(9/26/2025)
RR
Oklahoma
(9/26/2025)
RR
Oregon
(9/26/2025)
RR
Pennsylvania
(9/26/2025)
RR
Rhode Island
(9/26/2025)
RR
South Carolina
(9/26/2025)
RR
Tennessee
(9/26/2025)
RR
Texas
(9/26/2025)
RR
Utah
(9/26/2025)
RR
Vermont
(9/26/2025)
RR
Virginia
(9/26/2025)
RR
Washington
(9/26/2025)
RR
Wisconsin
(9/26/2025)
RR
Wyoming
(9/26/2025)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/31/2025
Direct Participation Programs Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KIPLING CAPITAL, INC.
ALTOS SECURITIES, INC. | LOS ALTOS INVESTMENT SECURITIES, INC. | KIPLING CAPITAL, INC.

CRD#: 41196 / SEC#: , 8-49349

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
Mailing Address
100 Shoreline Hwy. 200-b, Mill Valley, CA 94941
Phone number
(415) 339-4080
Established
California since 02/23/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (42 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
BIGONY, FREDERICK RANDALLPRESIDENT, TREASURER, AND CHIEF COMPLIANCE OFFICER4870187
HAKE, RICHARD EDWARDMANAGING DIRECTOR852030
ROESLER, PAUL JOHNMANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT2324720
SKINNER, SAMUEL DICKSONMANAGING DIRECTOR AND SECRETARY1543650

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KIPLING CAPITAL, INC.

CRD#: 41196Mill Valley, CA 94941

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