Connor A. Peck

WILON WEALTH MANAGEMENT

Urbandale, IA 50322

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CRD#: 7292715

Professional summary

Connor Austin Peck is a registered financial advisor currently at WILON WEALTH MANAGEMENT located in Urbandale, Iowa and PURSHE KAPLAN STERLING INVESTMENTS located in Urbandale, Iowa.

Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Connor has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wilon Wealth Management - Investment related - 2400 86th St. Unite 32, Urbandale, IA 50322 - Start: 8/24/2020 - Financial Services - 160 Hours/160 Trading Hours - investment strategies. ~~~~ Purshe Kaplan Sterling Financial - Insurance - 80 State Street, Albany, NY 12207 - Insurance - 6/02/2021 - 3 hours/3 hours trading - Fixed/Traditional Products. ~~~~ Fixed Insurance Sales - Insurance - 2400 86th St. Unite 32, Urbandale, IA 50322 - Start: 02/02/2021 - 3 Hours/3 hours Trading Hours - Fixed/Traditional Products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Austin Peck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2021 - Present

WILON WEALTH MANAGEMENT

Office #1: 2400 86th Street Suite 32, Urbandale, IA 50322

RIA

CRD#: 313185

Urbandale, IA

Current

June 2, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2400 86th St Suite 32, Urbandale, IA 50322

CRD#: 35747

Urbandale, IA

Past

January 7, 2021 - May 7, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

URBANDALE, IA

Past

November 14, 2020 - May 7, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

URBANDALE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILON WEALTH MANAGEMENT

BINNACLE INVESTMENTS, INC. | WILSON WEALTH MANAGEMENT | WILON WEALTH MANAGEMENT

CRD#: 313185 / SEC#: 801-120747

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Iowa
(5/5/2021)

Iowa
(6/2/2021)

IAR

Texas
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/13/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/22/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

WILON WEALTH MANAGEMENT

BINNACLE INVESTMENTS, INC. | WILSON WEALTH MANAGEMENT | WILON WEALTH MANAGEMENT

CRD#: 313185 / SEC#: 801-120747

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

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Contact information

Main Address

2400 86th Street Suite 32, Urbandale, IA 50322

Mailing Address

Phone number

(515) 225-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- BINNACLE INVESTMENTS, INC. DBA WILON WEALTH MANAGEMENT (3/25/2025)

Regulatory assets under management

Total Number of Accounts	866
AUM (Assets Under Management)	$ 217,434,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Connor A. Peck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Austin Peck's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

WILON WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2020

Series 7TO

Date: 11/13/2020

SIE

Date: 8/22/2020

FINRA

Current Firm

WILON WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILON WEALTH MANAGEMENT

TRUST BUT VERIFY

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