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MM

Michael D. Mctaggart

ALLSPRING FUNDS DISTRIBUTOR
Naples, FL
Some features on this profile are disabled
CRD#: 7292180
MM
Michael Dean MctaggartALLSPRING FUNDS DISTRIBUTOR

Professional summary

Michael Dean Mctaggart, who also goes by Michael Mctaggart, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Naples, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.

Aliases

Michael Mctaggart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Dean Mctaggart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2026 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
Naples, FL
Past

December 2, 2021 - July 14, 2026

FEF DISTRIBUTORS, LLC

BD
CRD#: 46585
NEW YORK, NY
Past

October 27, 2020 - November 29, 2021

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/16/2026)
RR
New York
(7/16/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/20/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/8/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/27/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/7/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSPRING FUNDS DISTRIBUTOR, LLC
ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC

CRD#: 133366 / SEC#: , 8-66716

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1415 Vantage Park Drive, Charlotte, NC 28203
Mailing Address
417 E Chicago Street, Milwaukee, WI 53052
Phone number
(888) 877-9275
Established
Delaware since 07/09/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLCPARENT
GIBSON, LORI MITCHUMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER3070238
KENNEY, JOHN DUFFDIRECTOR2387755
MCKINLEY, KATHERINE SANDMANCHIEF LEGAL OFFICER6807581
MONINGER, JOHN KENNETHPRESIDENT/CHAIRMAN2494976
WILARY, CAROLYN ANNCHIEF COMPLIANCE OFFICER4220513

Disclosures

Regulatory Event1

Red Flags

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Company Information

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366Naples, FL

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