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JM

John Kenneth Moninger

CIMA®, CPWA®
ALLSPRING FUNDS MANAGEMENT
Cornelius, NC
·CRD# 2494976·31 years experience

Professional Summary

John Kenneth Moninger, CIMA®, CPWA® is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Cornelius, North Carolina and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Charlotte, North Carolina. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst
CPWA®
Certified Private Wealth AdvisorValid 2008-10-29 ~ 2024-03-31

Years of Experience

31 years in the financial services industry

Current & Past Employments

ALLSPRING FUNDS MANAGEMENT, LLC·CRD# 110841
RIA
1. Cornelius, NC2. 1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
May 24, 2024 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC·CRD# 133366
BD
1415 Vantage Park Drive, Charlotte, NC 28203
December 22, 2022 - Present
EATON VANCE MANAGEMENT·CRD# 104859
RIA
Boston, MA
December 5, 2012 - July 11, 2023
EATON VANCE DISTRIBUTORS, INC.·CRD# 37731
BD
Boston, MA
December 5, 2012 - December 19, 2022
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Charlotte, NC
September 28, 2009 - April 19, 2012
LPL FINANCIAL LLC·CRD# 6413
RIA
San Diego, CA
April 25, 2007 - December 7, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
San Diego, CA
April 23, 2007 - December 7, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Los Angeles, CA
March 15, 2004 - March 14, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Los Angeles, CA
April 24, 2002 - February 27, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 25, 1995 - March 14, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
February 10, 1995 - July 31, 1995

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Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - SEC (12/22/2000 Approved)

Contact Information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Phone Number

(833) 289-5038

# of Employees

714

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MAY 13, 2026 2A BROCHURE (5/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,118

AUM (Assets Under Management)

$324,654,889,545

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Start Date: 08/01/2025 Name of OBA: UG Solutions Address: ugsolutions.com Position: Advisory Board Member Hours devoted to OBA: 12 per quarter-during evenings and weekends-not during trading hours. Duties: Strategic Guidance - Provide objective, high-level insights, advice and guidance on the company's direction, growth strategies and long-term planning. 10/16/2023-LLC set up for 59 Dakota Park Edwards, CO 81632 Setting up an LLC for the purpose of owning a new property we are buying. We may rent the property from time to time and will the rentals through the LLC. Zero hours during trading hours engaged in OBA Co-owner with Spouse *476516 - SEAL Family Foundation; Investment related - No; Carlsbad, California; Non-Profit, Charitable; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2011; During business hours: 1; After business hours: 3; Business Development/Growth, Fundraising, Investment Decisions/Advice, Check Signing/Funds Disbursements 12/22/22-Addition/Update to the above:- Investment related? Yes, but minor. There is a consultant involved for dealing with small transactions of stock contributions to the org. 90% of funds are in operating cash. Aprox. 10 hours per month devoted to OBA-most time devoted on evenings and weekends 5/6/24-New OBA: Name of Business: Money Management Institute Investment Related: No Address of OBA: 1410 Broadway, Suite 2601 New York, NY 10018 Nature of Business: Established in 1997, the Money Management Institute (MMI) is the industry association representing financial services firms that provide financial advice and investment advisory solutions to investors. Position: Board of Directors-Member Title: Member, Board of Directors Re-instated on: 3/31/2024 Aprox hours per month: -see below During trading hours: between 1-2% of time during business hours Duties: Board of Directors

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - SEC (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/22/2022)
RR
Alaska
(12/22/2022)
RR
Arizona
(12/22/2022)
RR
Arkansas
(12/22/2022)
RR
California
(12/22/2022)
RR
Colorado
(12/22/2022)
RR
Connecticut
(12/22/2022)
RR
Delaware
(12/22/2022)
RR
District of Columbia
(12/22/2022)
RR
Florida
(12/22/2022)
RR
Georgia
(12/22/2022)
RR
Hawaii
(12/22/2022)
RR
Idaho
(12/22/2022)
RR
Illinois
(12/22/2022)
RR
Indiana
(12/22/2022)
RR
Iowa
(12/22/2022)
RR
Kansas
(12/22/2022)
RR
Kentucky
(12/22/2022)
RR
Louisiana
(12/22/2022)
RR
Maine
(12/22/2022)
RR
Maryland
(12/22/2022)
RR
Massachusetts
(12/22/2022)
IAR
Massachusetts
(5/24/2024)
RR
Michigan
(12/22/2022)
RR
Minnesota
(12/22/2022)
RR
Mississippi
(12/22/2022)
RR
Missouri
(12/22/2022)
RR
Montana
(12/22/2022)
RR
Nebraska
(12/22/2022)
RR
Nevada
(12/22/2022)
RR
New Hampshire
(12/22/2022)
RR
New Jersey
(12/22/2022)
RR
New Mexico
(12/22/2022)
RR
New York
(12/22/2022)
RR
North Carolina
(12/22/2022)
IAR
North Carolina
(8/5/2024)
RR
North Dakota
(12/22/2022)
RR
Ohio
(12/22/2022)
RR
Oklahoma
(12/22/2022)
RR
Oregon
(12/22/2022)
RR
Pennsylvania
(12/22/2022)
RR
Puerto Rico
(12/22/2022)
RR
Rhode Island
(12/22/2022)
RR
South Carolina
(12/22/2022)
RR
South Dakota
(12/22/2022)
RR
Tennessee
(12/22/2022)
RR
Texas
(12/22/2022)
RR
Utah
(12/22/2022)
RR
Vermont
(12/22/2022)
RR
Virgin Islands
(12/22/2022)
RR
Virginia
(12/22/2022)
RR
Washington
(12/22/2022)
RR
West Virginia
(12/22/2022)
RR
Wisconsin
(12/22/2022)
RR
Wyoming
(12/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1995About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 2010About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2005About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2005About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John Kenneth Moninger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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