Michael A. Silva

GLOBAL WEALTH STRATEGIES AND ASSOCIATES

Hopkins, MN

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CRD#: 7291520

Professional summary

Michael Alexander Silva Jr, who also goes by Mike Silva, is a registered financial advisor currently at GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC located in Hopkins, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Silva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 100% OWNER, LAZYMAN LLC., 12401 WAYZATA BLVD, MINNETONKA, , MINNESOTA, 55305, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/11/2013, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING STUDENTS TO INDOOR SKYDIVE 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. TRAINER/INSTRUCTOR, IFLY DETROIT, 6975 ADELL CENTER DR, NOVI, , MICHIGAN, 48375, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 7/27/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FLIGHT INSTRUCTION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexander Silva Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2023 - Present

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

RIA

CRD#: 316072

Hopkins, MN

Past

November 9, 2020 - August 9, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MENDOTA HTS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | GWS&A

CRD#: 316072 / SEC#: 801-122556

RIA

Registered Investment Advisory firm - (10/25/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/31/2023)

IAR

Texas
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 11/9/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/15/2020

Securities Industry Essentials Examination

Current Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | GWS&A

CRD#: 316072 / SEC#: 801-122556

RIA

Registered Investment Advisory firm - (10/25/2021 Approved)

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Contact information

Main Address

3200 Cherry Creek South Drive Suite 280, Denver, CO 80209

Mailing Address

Phone number

(720) 420-4870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,623
AUM (Assets Under Management)	$ 369,633,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2025	Cover Page	Report
11/20/2024	Cover Page	Report
10/20/2023	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael A. Silva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Alexander Silva Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2023

Series 63

Date: 11/30/2020

Series 6TO

Date: 11/9/2020

SIE

Date: 10/15/2020

Current Firm

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

TRUST BUT VERIFY

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