RS
Robert K. Seibert
KESTRA ADVISORY SERVICES
Lake Oswego, OR 97035
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CRD#: 7291452
RS
Professional summary
Robert Kevan Seibert is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lake Oswego, Oregon and KESTRA INVESTMENT SERVICES, LLC located in Lake Oswego, Oregon.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 2 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: CHAPTER 2 WEALTH MANAGEMENT INC POSITION: Operations and Rep support NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 91 START DATE: 08/28/2020 ADDRESS: 17665 Pilkington Rd, Lake Oswego OR 97035, United States DESCRIPTION: Administrative, account opening and maintenance, client assistance, client management Name: RKS WEALTH MANAGEMENT, LLC POSITION: Firm owner/officer NATURE: Consulting INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 03/19/2024 ADDRESS: 17665 Pilkington Rd, Ste 203, Lake Oswego OR 97062, United States DESCRIPTION: Full financial advisor outside of purely securities work. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Financial advisory and planning Name: ROBERT SEIBERT POSITION: Sole proprietor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/17/2024 ADDRESS: 17665 Pilkington Rd, Ste 203, Lake Oswego OR 97035, United States DESCRIPTION: Insurance and annuity sales and service related to client needs identified through the planning process
CRS (Client Relationship Summary) - RIA
Click below to view Robert Kevan Seibert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 17665 Pilkington Road Ste 203, Lake Oswego, OR 97035RIA
CRD#: 283330
Lake Oswego, OR
Current
May 21, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 17665 Pilkington Road Ste 203, Lake Oswego, OR 97035BD
CRD#: 42046
Lake Oswego, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/27/2024)
RR
California(2/27/2024)
RR
Florida(2/27/2024)
RR
Indiana(1/7/2025)
RR
Ohio(2/28/2024)
RR
Oregon(2/27/2024)
IAR
Oregon(3/6/2024)
RR
Pennsylvania(2/27/2024)
RR
Texas(2/27/2024)
RR
Vermont(1/7/2025)
RR
Washington(2/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 5/21/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
