Elisha A. Aharon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elisha Aryeh Aharon, who also goes by Elisha Aharon, Elisha Aryeh Aharon, Steve Pollard, Steven Robert Pollard, was a registered financial professional .
Elisha is a previously registered financial professional and started their career in finance in 1981. Elisha had worked at 7 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - November 7, 2022
AMERITAS INVESTMENT COMPANY, LLC
January 3, 1995 - December 31, 1996
WOODBURY FINANCIAL SERVICES, INC.
December 18, 1992 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
March 23, 1990 - December 31, 1990
VOYA FINANCIAL ADVISORS, INC.
November 14, 1986 - May 27, 1987
HISTORIC SQUARE EQUITIES, INCORPORATED
May 15, 1986 - December 31, 1988
WOODBURY FINANCIAL SERVICES, INC.
December 28, 1981 - May 27, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY
April 24, 1981 - May 28, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 24, 1981 - May 28, 1986
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/29/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
