Nathanial J. Clement
Professional summary
Nathanial James Clement is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Nathanial is registered as a RR (Registered Representative) and started their career in finance in 2023. Nathanial has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathanial James Clement's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 26, 2023 - July 28, 2023
PURSHE KAPLAN STERLING INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2024)
(1/24/2025)
(6/9/2025)
(1/24/2025)
(8/25/2025)
(1/24/2025)
(6/9/2025)
(6/9/2025)
(6/20/2025)
(9/27/2023)
(6/20/2025)
(6/9/2025)
(6/9/2025)
(1/24/2025)
Exams
Series 6TO
Date: 5/26/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
