Marc Camprubi Artal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Camprubi Artal, who also goes by Camprubi Artal Marc, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2020. Marc had worked at 1 firm and has passed the Series 63, Series 79TO, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2020 - November 20, 2023
CEROS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/12/2022
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 10/12/2020
Limited Representative-Private Securities OfferingsCurrent Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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