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JM

Jack Michael Mangner

TRADESTATION SECURITIES
PLANTATION, FL
·CRD# 7287306·5 years experience

Professional Summary

Jack Michael Mangner, who also goes by Jack Mangner, is a registered financial advisor currently at TRADESTATION SECURITIES, INC. located in Plantation, Florida. Jack is registered as a RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 2 firms and has passed the Series 63, Series 57TO, Series 3, Series 7TO, SIE and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Mangner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

TRADESTATION SECURITIES, INC.·CRD# 39473
BD
8050 Sw 10th Street Suite 2000, Plantation, FL 33324
September 16, 2021 - Present
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Chicago, IL
February 3, 2021 - June 24, 2021

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
WALTON, HERBERTCHIEF COMPLIANCE OFFICER4030847

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/16/2021)
RR
Alaska
(9/16/2021)
RR
Arizona
(9/16/2021)
RR
Arkansas
(9/16/2021)
RR
California
(9/16/2021)
RR
Colorado
(9/16/2021)
RR
Connecticut
(9/16/2021)
RR
Delaware
(9/16/2021)
RR
District of Columbia
(9/16/2021)
RR
Florida
(9/16/2021)
RR
Georgia
(9/16/2021)
RR
Hawaii
(9/16/2021)
RR
Idaho
(9/16/2021)
RR
Illinois
(9/16/2021)
RR
Indiana
(9/16/2021)
RR
Iowa
(9/16/2021)
RR
Kansas
(9/16/2021)
RR
Kentucky
(9/16/2021)
RR
Louisiana
(9/16/2021)
RR
Maine
(9/16/2021)
RR
Maryland
(9/16/2021)
RR
Massachusetts
(9/16/2021)
RR
Michigan
(9/16/2021)
RR
Minnesota
(9/16/2021)
RR
Mississippi
(9/16/2021)
RR
Missouri
(9/16/2021)
RR
Montana
(9/16/2021)
RR
Nebraska
(9/16/2021)
RR
Nevada
(9/16/2021)
RR
New Hampshire
(9/16/2021)
RR
New Jersey
(9/16/2021)
RR
New Mexico
(9/16/2021)
RR
New York
(9/16/2021)
RR
North Carolina
(9/16/2021)
RR
North Dakota
(9/16/2021)
RR
Ohio
(9/16/2021)
RR
Oklahoma
(9/16/2021)
RR
Oregon
(9/16/2021)
RR
Pennsylvania
(9/16/2021)
RR
Puerto Rico
(6/26/2022)
RR
Rhode Island
(9/16/2021)
RR
South Carolina
(9/16/2021)
RR
South Dakota
(9/16/2021)
RR
Tennessee
(9/16/2021)
RR
Texas
(9/16/2021)
RR
Utah
(9/16/2021)
RR
Vermont
(9/16/2021)
RR
Virginia
(9/16/2021)
RR
Washington
(9/16/2021)
RR
West Virginia
(9/16/2021)
RR
Wisconsin
(9/16/2021)
RR
Wyoming
(9/16/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2021About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Apr 2023About the Series 57TO exam

Series 3 — National Commodity Futures Examination

Passed Nov 2021About the Series 3 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2020About the SIE exam

Series 4 — Registered Options Principal Examination

Passed Aug 2024About the Series 4 exam
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SRO Registrations
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SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jack Michael Mangner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JM
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