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Peter Korotkiy

TRADESTATION SECURITIES
CHICAGO, IL
·CRD# 2706102·30 years experience

Professional Summary

Peter Korotkiy is a registered financial advisor currently at TRADESTATION SECURITIES, INC. located in Chicago, Illinois. Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

TRADESTATION SECURITIES, INC.·CRD# 39473
BD
1. 120 South Riverside Plaza Suite 1650, Chicago, IL 606062. 8050 Sw 10th Street Suite 2000, Plantation, FL 333243. 2 Wall Street Suite 730, New York, NY 10005
September 15, 2015 - Present
E*TRADE FUTURES LLC·CRD# 145562
BD
Chicago, IL
April 17, 2008 - February 27, 2015
BROWNCO, LLC·CRD# 1326
BD
Boston, MA
May 23, 2006 - December 31, 2006
E*TRADE SECURITIES LLC·CRD# 29106
BD
Chicago, IL
April 22, 2005 - April 9, 2007
E*TRADE CLEARING LLC·CRD# 25025
BD
Jersey City, NJ
September 3, 2002 - June 17, 2005
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
March 29, 1999 - September 3, 2002
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
January 8, 1997 - March 15, 1999
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
November 5, 1996 - January 13, 1997

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
WALTON, HERBERTCHIEF COMPLIANCE OFFICER4030847

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(9/15/2015)
RR
New York
(1/2/2019)
RR
Puerto Rico
(2/22/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2002About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2003About the Series 10 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2001About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 2000About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Korotkiy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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