Christopher Andrew Clemmow
Professional Summary
Christopher Andrew Clemmow is a registered financial advisor currently at MILLENNIUM ADVISORS, LLC. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2020. Christopher has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
MILLENNIUM ADVISORS, LLC
Contact Information
Main Address
11605 N Community House Dr Suite 550, Charlotte, NC 28277Mailing Address
11605 N Community House Dr. Suite 550, Charlotte, NC 28277Phone Number
(980) 213-2300Established
North Carolina since 06/29/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | — |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | 4721739 |
| COHEN, JASON TODD | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4270310 |
| CONVERY, DANIEL K | PRINCIPAL OPERATIONS OFFICER | 6571439 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
Disclosures
Regulatory Event
1Similar Advisors
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RBC CAPITAL MARKETS, LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/20/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Andrew Clemmow's CRS (Customer Relationship Summary).
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