Juan C. Fernandez Bernal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Carlos Fernandez Bernal, who also goes by Juan Carlos Fernandez, Juan-carlos Fernandez, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 2020. Juan had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2023 - July 15, 2024
ICAPITAL MARKETS LLC
May 5, 2022 - November 30, 2023
ICAPITAL SECURITIES, LLC
February 18, 2021 - October 14, 2021
DEUTSCHE BANK SECURITIES INC.
November 28, 2020 - October 14, 2021
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/28/2020
General Securities Representative ExaminationCurrent Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
