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William H. Riggs

ADVISOR SHARE WEALTH MANAGEMENT
North Charleston, SC
Some features on this profile are disabled
CRD#: 7285473
WR

Professional summary

William Harold Riggs IV, who also goes by William Riggs, Will Harold Riggs, Will Riggs, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in North Charleston, South Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. William has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Riggs | Will Harold Riggs | Will Riggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harold Riggs IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2025 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA
CRD#: 307997
North Charleston, SC
Past

February 23, 2024 - April 7, 2025

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA
CRD#: 175083
Lake Mary, FL
Past

September 17, 2020 - December 31, 2023

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA
Registered Investment Advisory firm - (1/3/2023 Approved)
Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)
Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(4/7/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/24/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/16/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/24/2020
Securities Industry Essentials Examination

Current Firm

AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA
Registered Investment Advisory firm - (1/3/2023 Approved)
Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)
Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)
Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)
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Contact information

Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,429
AUM (Assets Under Management)$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997North Charleston, SC

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