Yingjie Shu

KAILASA CAPITAL MANAGEMENT LLC

Bethesda, MD

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CRD#: 7284285

Professional summary

Yingjie Shu is a registered financial advisor currently at KAILASA CAPITAL MANAGEMENT LLC located in Bethesda, Maryland.

Yingjie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Yingjie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales; Investment-related; Same Address; Individual Capacity; Approximately 10% of time during the month Blue Latitude, LLC; Not investment-related; 506 Gulf Shore Drive #612, Destin, FL 32541; Short term rental property; Owner; Since 03/2017; Approximately 10% of time per month; Owner and rental property management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yingjie Shu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2024 - Present

KAILASA CAPITAL MANAGEMENT LLC

RIA

CRD#: 286159

Bethesda, MD

Past

February 16, 2021 - June 6, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BETHESDA, MD

Past

October 5, 2020 - June 6, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAILASA CAPITAL MANAGEMENT LLC

CRD#: 286159 / SEC#: 801-110505

RIA

Registered Investment Advisory firm - (6/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(6/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/5/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/26/2020

Securities Industry Essentials Examination

Current Firm

KAILASA CAPITAL MANAGEMENT LLC

CRD#: 286159 / SEC#: 801-110505

RIA

Registered Investment Advisory firm - (6/14/2017 Approved)

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Contact information

Main Address

2000 Smallman Street Suite 203a, Pittsburgh, PA 15222

Mailing Address

Phone number

(571) 313-0873

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAILASA DISCLOSURE BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 276,092,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yingjie Shu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yingjie Shu's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAILASA CAPITAL MANAGEMENT LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KAILASA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2021

Series 7TO

Date: 10/5/2020

SIE

Date: 8/26/2020

Current Firm

KAILASA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAILASA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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