Stephen J. Filiault
Professional summary
Stephen Joseph Filiault, who also goes by Stephen J Filiault, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2023. Stephen has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joseph Filiault's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2023 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/23/2023
General Securities Representative ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
FUTU CLEARING INC
CRD#: 298769Dallas, TX 75251TRUST BUT VERIFY
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