Mary Gilbert

LUMENT SECURITIES

New York, NY 10017

CRD#: 7282717

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Professional summary

Mary Gilbert is a registered financial professional currently at LUMENT SECURITIES, LLC located in New York, New York and HILCO CORPORATE FINANCE, LLC located in New York, New York.

Mary is registered as a RR (Registered Representative) and started their career in finance in 2020. Mary has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2025 - Present

LUMENT SECURITIES, LLC

Office #1: 280 Park Avenue 40 West, New York, NY 10017

CRD#: 14840

New York, NY

Current

April 20, 2026 - Present

HILCO CORPORATE FINANCE, LLC

Office #1: 280 Park Ave 40 West, New York, NY 10017

CRD#: 282060

New York, NY

Past

September 10, 2020 - April 16, 2024

WELLS FARGO SECURITIES, LLC

CRD#: 126292

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/14/2025)

Alaska
(7/14/2025)

Arizona
(7/14/2025)

Arkansas
(7/14/2025)

California
(7/14/2025)

Colorado
(7/14/2025)

Connecticut
(7/14/2025)

Delaware
(7/14/2025)

District of Columbia
(7/14/2025)

Florida
(7/14/2025)

Georgia
(7/14/2025)

Hawaii
(7/14/2025)

Idaho
(7/14/2025)

Illinois
(7/14/2025)

Indiana
(7/14/2025)

Iowa
(7/14/2025)

Kansas
(7/14/2025)

Kentucky
(7/14/2025)

Louisiana
(7/14/2025)

Maine
(7/14/2025)

Maryland
(7/14/2025)

Massachusetts
(7/14/2025)

Michigan
(7/14/2025)

Minnesota
(7/14/2025)

Mississippi
(7/14/2025)

Missouri
(7/14/2025)

Montana
(7/14/2025)

Nebraska
(7/14/2025)

Nevada
(7/14/2025)

New Hampshire
(7/14/2025)

New Jersey
(7/14/2025)

New Mexico
(7/14/2025)

New York
(7/11/2025)

North Carolina
(7/14/2025)

North Dakota
(7/14/2025)

Ohio
(7/15/2025)

Oklahoma
(7/14/2025)

Oregon
(7/14/2025)

Pennsylvania
(7/14/2025)

Puerto Rico
(7/14/2025)

Rhode Island
(7/14/2025)

South Carolina
(7/14/2025)

South Dakota
(7/14/2025)

Tennessee
(7/14/2025)

Texas
(7/14/2025)

Utah
(7/14/2025)

Vermont
(7/14/2025)

Virgin Islands
(7/14/2025)

Virginia
(7/14/2025)

Washington
(7/14/2025)

West Virginia
(7/14/2025)

Wisconsin
(7/14/2025)

Wyoming
(7/14/2025)

Exams

State Security Law Exam

Series 63

Date: 8/14/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 9/10/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 6/6/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: , 8-69699

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

401 N. Michigan Avenue Suite 1630, Chicago, IL 60611

Mailing Address

401 N. Michigan Avenue Suite 1630, Chicago, IL 60611

Phone number

(847) 504-3270

Established

Delaware since 03/09/2015

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HILCO VALUATION SERVICES, LLC	MEMBER
HOPKINS, THOMAS JOHN	FINOP	1835087
KAUP, ERIC WARD	SECRETARY AND GENERAL COUNSEL	6584047
STRATTON, TERI	CEO	4379087
WEST, TAMI LYNN	CCO, AMLCO	4209335

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUMENT SECURITIES, LLC

HILCO CORPORATE FINANCE, LLC

WELLS FARGO SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/2020

Series 79TO

Date: 9/10/2020

SIE

Date: 6/6/2020

FINRA

Current Firm

HILCO CORPORATE FINANCE, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HILCO CORPORATE FINANCE, LLC

TRUST BUT VERIFY

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