EL
Erin A. Lindquist
CETERA INVESTMENT ADVISERS LLC
FREEHOLD, NJ 07728
Some features on this profile are disabled
CRD#: 7282610
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Professional summary
Erin Amanda Lindquist, who also goes by Erin A Lindquist, Erin Lindquist, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Freehold, New Jersey and CETERA WEALTH SERVICES, LLC located in Freehold, New Jersey.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Erin has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin A Lindquist | Erin Lindquist
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZONIN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Zonin Wealth Management is a firm specializing in financial planning and investments. The firm offerspersonalized values-based financial planning by working closely with clients and their needs and goals. The firm also offers cashflow analysis, insurance analysis, portfolio management and many other related services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/30/2020 ADDRESS: 35 Court Street, Freehold NJ 07728, United States DESCRIPTION: Assist the advisor in illustrating planning scenarios for her planning work. Assisting in investment and noninsurance communications with clients. Assisting with account paperwork for account maintenance and account opening. 2) NEW JERSEY NOTARY PUBLIC POSITION: Notary NATURE: A Notary Public is a public officer of the State of New Jersey who serves as an impartial witness to the signing of documents and to the acknowledgement of signatures on documents. I am aware that I may not Notarize Investment documents. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/03/2022 ADDRESS: PO Box 452, Trenton NJ 08646, United States DESCRIPTION: As a Notary, I screen the signers of important documents to assure the documents are authentic, the signature is genuine and the signer acted without duress or intimidation. I perform acknowledgements in an individual capacity and as a witness or to attest a signature. I, then, affix my signature, official seal and/or stamp.
CRS (Client Relationship Summary) - RIA
Click below to view Erin Amanda Lindquist's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 35 Court Street, Freehold, NJ 07728RIA
CRD#: 105644
FREEHOLD, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 801a Main Street, Toms River, NJ 08753BD
CRD#: 13572
Freehold, NJ
Past
July 6, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Freehold, NJ
Past
March 28, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Freehold, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
