JM
Jeffrey P. Morand
SAN BLAS SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 728191
JM
Jeffrey Peter MorandSAN BLAS SECURITIES
Professional summary
Jeffrey Peter Morand, who also goes by Jeff Morand, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1981. Jeffrey has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Jeff Morand
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1981 ADDRESS: 6500 South Quebec Street, Suite 300, Englewood CO 80111, United States DESCRIPTION: CO INSURANCE AGENT PROVIDNG VARIOUS TYPES OF INSURANCE (2) RENTAL PROPERTY POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2000 ADDRESS: 6500 South Quebec Street, Suite 300, Englewood CO 80111, United States DESCRIPTION: 100% RENTAL PROPERTY OWNER (3) JP MORAND & COMPANY POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1981 ADDRESS: 6500 South Quebec Street, Suite 300, Englewood CO 80111, United States DESCRIPTION: 50% OWNER OF DBA JP MORAND & COMPANY USED FOR MARKETING PURPOSES SINCE 1980. INVESTMENT RELATED. 99% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (4) COLLEGE FUNDING COACH (AKA)- JP Morand College Planning POSITION: Agent/Representative NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/02/2019 ADDRESS: 6500 South Quebec Street, Suite 300, Englewood CO 80111, United States DESCRIPTION: Help students with a majors, choice of schools and how to pay for college and career placement. (5) JP MORAND SUCCESS COACH POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/19/2023 ADDRESS: 6500 South Quebec Street, Suite 300, Englewood CO 80111, United States DESCRIPTION: Success coach: Guide and supports individuals and businesses in achieving their personal and professional goals. Provide guidance, motivation, goal setting and marketing plans to help meet those personal and business goals. And to help blend personal and business goals to complement each other. (6) JP MORAND & COMPANY THE CENTER FOR RETIREMENT READINESS POSITION: Marketing purposes. Clients and prospects. NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/19/2025 ADDRESS: 6500 So Quebec St, Suite 300, Englewood CO 80111, United States DESCRIPTION: Agreement to be able to use the logo and name for marketing purposes. Only duties or responsibilities will be to not change the name or logo in any way. And be respectful to the meaning and purpose..
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Peter Morand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2026 - Present
SAN BLAS SECURITIES LLC
Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606BD
CRD#: 290605
CHICAGO, IL
Past
January 3, 2019 - July 7, 2026
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Englewood, CO
Past
January 2, 2019 - July 7, 2026
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Englewood, CO
Past
August 30, 2013 - December 31, 2019
RICE BROWN FINANCIAL SERVICES
RIA
CRD#: 148312
ENGLEWOOD, CO
Past
September 15, 2008 - December 31, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
ENGLEWOOD, CO
Past
August 19, 2008 - August 15, 2013
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
ENGLEWOOD, CO
Past
June 29, 2007 - August 28, 2008
HFG ADVISORS
RIA
CRD#: 113511
CENTENNIAL, CO
Past
May 17, 2007 - August 28, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ENGLEWOOD, CO
Past
October 12, 2000 - May 23, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ENGLEWOOD, CO
Past
August 3, 2000 - May 23, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ENGLEWOOD, CO
Past
January 31, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
January 31, 1991 - July 26, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
October 5, 1989 - November 30, 1990
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
May 14, 1984 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
BD
CRD#: 6546
NEW YORK, NY
Past
January 27, 1983 - October 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
April 13, 1981 - January 25, 1983
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/15/2026)
RR
California(7/14/2026)
RR
Colorado(7/7/2026)
RR
Idaho(7/15/2026)
RR
New Mexico(7/15/2026)
RR
North Dakota(7/22/2026)
RR
Texas(7/7/2026)
RR
Utah(7/9/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...
Contact information
Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAN BLAS SECURITIES LLC
CRD#: 290605Chicago, IL 60606TRUST BUT VERIFY
Monitor Jeffrey Morand
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
