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JM

Jeffrey P. Morand

SAN BLAS SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 728191
JM
Jeffrey Peter MorandSAN BLAS SECURITIES

Professional summary

Jeffrey Peter Morand, who also goes by Jeff Morand, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1981. Jeffrey has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Jeff Morand

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Peter Morand's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

January 3, 2019 - July 7, 2026

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
Englewood, CO
Past

January 2, 2019 - July 7, 2026

INDEPENDENT FINANCIAL GROUP, LLC

RIA
CRD#: 7717
Englewood, CO
Past

August 30, 2013 - December 31, 2019

RICE BROWN FINANCIAL SERVICES

RIA
CRD#: 148312
ENGLEWOOD, CO
Past

September 15, 2008 - December 31, 2018

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
ENGLEWOOD, CO
Past

August 19, 2008 - August 15, 2013

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
ENGLEWOOD, CO
Past

June 29, 2007 - August 28, 2008

HFG ADVISORS

RIA
CRD#: 113511
CENTENNIAL, CO
Past

May 17, 2007 - August 28, 2008

SECURITIES AMERICA, INC.

BD
CRD#: 10205
ENGLEWOOD, CO
Past

October 12, 2000 - May 23, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
ENGLEWOOD, CO
Past

August 3, 2000 - May 23, 2007

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
ENGLEWOOD, CO
Past

January 31, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

January 31, 1991 - July 26, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

October 5, 1989 - November 30, 1990

LONDON PACIFIC SECURITIES, INC.

BD
CRD#: 25089
SACRAMENTO, CA
Past

May 14, 1984 - February 7, 1990

INTEGRATED RESOURCES MARKETING, INC.

BD
CRD#: 6546
NEW YORK, NY
Past

January 27, 1983 - October 7, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

April 13, 1981 - January 25, 1983

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(7/7/2026)
RR
Texas
(7/7/2026)
RR
Utah
(7/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/1981
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CADENA, JOHNCCO712192
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Chicago, IL 60606

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