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Peter Botero

SAN BLAS SECURITIES
CHICAGO, IL
·CRD# 2809436·28 years experience

Professional Summary

Peter Botero is a registered financial advisor currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois. Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SAN BLAS SECURITIES LLC·CRD# 290605
BD
233 S Wacker Dr Suite 4400, Chicago, IL 60606
April 30, 2026 - Present
MORA CAPITAL SECURITIES LLC·CRD# 158599
BD
Miami, FL
March 15, 2023 - October 1, 2025
MARIVA CAPITAL MARKETS, LLC·CRD# 156171
BD
Miami, FL
June 7, 2021 - March 31, 2023
MIURA CAPITAL, LLC·CRD# 146193
BD
Miami, FL
April 23, 2015 - June 7, 2021
CREDICORP CAPITAL SECURITIES, INC.·CRD# 122199
BD
Coral Gables, FL
November 14, 2014 - April 10, 2015
MORA CAPITAL SECURITIES LLC·CRD# 158599
BD
Miami, FL
October 22, 2012 - November 10, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Coral Gables, FL
May 10, 2006 - June 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 9, 2006 - June 27, 2007
CITICORP INVESTMENT SERVICES·CRD# 23988
RIA
Miami, FL
July 19, 2004 - April 7, 2006
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
May 26, 2004 - April 7, 2006
TD AMERITRADE, INC.·CRD# 7870
RIA
Coral Gables, FL
July 22, 2003 - April 27, 2004
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
February 19, 1999 - April 27, 2004
NATIONAL CLEARING CORP.·CRD# 14343
BD
Sherman Oaks, CA
October 29, 1996 - April 22, 1997

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Current Firm

SB
SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: 8-70036
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone Number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER—
BOTERO, PETERCCO2809436
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2014About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2012About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2015About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 2013About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Botero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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