PT
Parker B. Teague
49 FINANCIAL
Rogers, AR 72758
Some features on this profile are disabled
CRD#: 7281692
PT
Professional summary
Parker Bradley Teague is a registered financial advisor currently at 49 FINANCIAL located in Rogers, Arkansas and OAKWOOD CAPITAL SECURITIES, INC. located in Rogers, Arkansas.
Parker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Parker has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
49 Wealth Management / investment related / 5001 W Founders Way STE L10, Rogers, AR 72758/ Investment Advisor Representative / Registered Investment Adviser/ 80 hours per month / Associate Advisor / 11/20/2020 / 6 hours/ advising clients regarding investment accounts 49 Financial / fixed insurance agent / Non- investment related / 5001 W Founders Way STE L10, Rogers, AR 72758 / 11/20/2020/ 10 hours per month during business hours / helping clients choose the appropriate risk management solutions Oakwood Capital Securities / Investment Related / Registered Representative / 5001 W Founders Way STE L10, Rogers, AR 72758 / Start Date: 7/15/2024; Registered Representative / 20 hours per month during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Parker Bradley Teague's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2024 - Present
49 FINANCIAL
Office #1: 5001 W Founders Way Suite 100, Rogers, AR 72758RIA
CRD#: 319484
Rogers, AR
Current
August 23, 2024 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 5001 Founders Dr., Rogers, AR 72758BD
CRD#: 21000
Rogers, AR
Past
May 21, 2021 - January 10, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Rogers, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
IAR
Arkansas(7/15/2024)
RR
Arkansas(10/9/2024)
RR
Florida(8/23/2024)
RR
Kansas(8/23/2024)
RR
Mississippi(8/23/2024)
RR
Missouri(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 5/21/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
49 FINANCIAL
49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC
CRD#: 319484 / SEC#: 801-123687
RIA
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Contact information
Main Address
3711 S Mopac Expy Suite 150, Austin, TX 78746
Mailing Address
Phone number
(214) 563-1190
Established
Firm type
Fiscal year end
# of Employees
167
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,989 |
| AUM (Assets Under Management) | $ 871,379,407 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
