Timothy R. Redpath
Professional summary
Timothy Roberts Redpath was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Timothy had worked at 8 firms, which includes CAPITAL SOLUTIONS DISTRIBUTORS LLC, CAPITAL SOLUTIONS MANAGEMENT L.P., THE OAK RIDGE FINANCIAL SERVICES GROUP INC., J.P. MORGAN SECURITIES LLC, VOLPE BROWN WHELAN & COMPANY LLC, PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2004 - November 17, 2009
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
April 2, 2004 - December 31, 2009
CAPITAL SOLUTIONS MANAGEMENT, L.P.
March 10, 2003 - December 3, 2004
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
June 4, 2001 - October 15, 2002
J.P. MORGAN SECURITIES LLC
May 23, 2001 - October 15, 2002
J.P. MORGAN SECURITIES LLC
July 13, 2000 - February 20, 2001
VOLPE BROWN WHELAN & COMPANY, LLC
July 15, 1993 - May 25, 2001
PRUDENTIAL EQUITY GROUP, LLC
October 5, 1984 - July 29, 1993
LEHMAN BROTHERS INC.
April 13, 1981 - May 23, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Series 15
Date: 11/15/1994
Foreign Currency Options ExaminationSeries 5
Date: 11/10/1994
Interest Rate Options ExaminationSeries 8
Date: 8/8/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
CRD#: 132315 / SEC#: , 8-66585
Contact information
Documents
Disclosures
| Civil Event | 1 |
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